Form 1A (SEC Form 0486) Download Printable PDF or Fill Online
Form 1-A Sec. You may not send a completed printout of this form to the sec to satisfy a filing obligation. Corporate finance disclosure guidance topics ;
Form 1A (SEC Form 0486) Download Printable PDF or Fill Online
Th is form is to be used for securities off erings made pursuant to regulation a (17 cfr. Securities and exchange commission (sec) for the registration of certain securities that are qualified under regulation a. This page provides links to pdf versions of sec public forms and many of the rules, regulations, and schedules associated with these forms. Web form 1 is the application for registration as a national securities exchange or an exchange exempt from registration pursuant to section 5 of the securities exchange act of 1934 (“exchange act”). Issuers should take note of terms, conditions, and requirements of regulation a, as the exemption is not available to all issuers or for every type of securities transaction. Sec frequently asked questions (faqs) This exhibit index summarizes the exhibits required by the form 1 application for registration as a national securities exchange. You may not send a completed printout of this form to the sec to satisfy a filing obligation. To find a form, either select the appropriate category below or scroll through. Web united states securities and exchange commission washington, d.c.
This exhibit index summarizes the exhibits required by the form 1 application for registration as a national securities exchange. Web regulation a offering statement. Web sec financial reporting manual (frm) compliance and disclosure interpretations (c&dis) staff accounting bulletins (sabs) staff legal bulletins (slbs) securities act and exchange act industry guides ; To find a form, either select the appropriate category below or scroll through. Issuers should take note of terms, conditions, and requirements of regulation a, as the exemption is not available to all issuers or for every type of securities transaction. Corporate finance disclosure guidance topics ; This regulation was revised in 2015 to make it more useable and available for offerings up to $50 million. Web united states securities and exchange commission washington, d.c. Web schedule of securities listed or traded pursuant to unlisted trading privileges on the exchange. Th is form is to be used for securities off erings made pursuant to regulation a (17 cfr. You may not send a completed printout of this form to the sec to satisfy a filing obligation.
